In mathematical logic, the Peano axioms, also known as the Dedekind–Peano axioms or the Peano postulates, are axioms for the natural numbers presented by the 19th century Italian mathematician Giuseppe Peano. These axioms have been used nearly unchanged in a number of metamathematical investigations, including research into fundamental questions of whether number theory is consistent and complete.
The need to formalize arithmetic was not well appreciated until the work of Hermann Grassmann, who showed in the 1860s that many facts in arithmetic could be derived from more basic facts about the successor operation and induction.^{[1]}^{[2]} In 1881, Charles Sanders Peirce provided an axiomatization of naturalnumber arithmetic.^{[3]}^{[4]} In 1888, Richard Dedekind proposed another axiomatization of naturalnumber arithmetic, and in 1889, Peano published a simplified version of them as a collection of axioms in his book, The principles of arithmetic presented by a new method (Latin: Arithmetices principia, nova methodo exposita).
The nine Peano axioms contain three types of statements. The first axiom asserts the existence of at least one member of the set of natural numbers. The next four are general statements about equality; in modern treatments these are often not taken as part of the Peano axioms, but rather as axioms of the "underlying logic".^{[5]} The next three axioms are firstorder statements about natural numbers expressing the fundamental properties of the successor operation. The ninth, final axiom is a secondorder statement of the principle of mathematical induction over the natural numbers, which makes this formulation close to secondorder arithmetic. A weaker firstorder system called Peano arithmetic is obtained by explicitly adding the addition and multiplication operation symbols and replacing the secondorder induction axiom with a firstorder axiom schema.
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RA1.3. Peano Axioms and Induction
Transcription
Historical secondorder formulation
When Peano formulated his axioms, the language of mathematical logic was in its infancy. The system of logical notation he created to present the axioms did not prove to be popular, although it was the genesis of the modern notation for set membership (∈, which comes from Peano's ε) and implication (⊃, which comes from Peano's reversed 'C'.) Peano maintained a clear distinction between mathematical and logical symbols, which was not yet common in mathematics; such a separation had first been introduced in the Begriffsschrift by Gottlob Frege, published in 1879.^{[6]} Peano was unaware of Frege's work and independently recreated his logical apparatus based on the work of Boole and Schröder.^{[7]}
The Peano axioms define the arithmetical properties of natural numbers, usually represented as a set N or The nonlogical symbols for the axioms consist of a constant symbol 0 and a unary function symbol S.
The first axiom states that the constant 0 is a natural number:
 0 is a natural number.
Peano's original formulation of the axioms used 1 instead of 0 as the "first" natural number,^{[8]} while the axioms in Formulario mathematico include zero.^{[9]}
The next four axioms describe the equality relation. Since they are logically valid in firstorder logic with equality, they are not considered to be part of "the Peano axioms" in modern treatments.^{[7]}
 For every natural number x, x = x. That is, equality is reflexive.
 For all natural numbers x and y, if x = y, then y = x. That is, equality is symmetric.
 For all natural numbers x, y and z, if x = y and y = z, then x = z. That is, equality is transitive.
 For all a and b, if b is a natural number and a = b, then a is also a natural number. That is, the natural numbers are closed under equality.
The remaining axioms define the arithmetical properties of the natural numbers. The naturals are assumed to be closed under a singlevalued "successor" function S.
Axioms 1, 6, 7, 8 define a unary representation of the intuitive notion of natural numbers: the number 1 can be defined as S(0), 2 as S(S(0)), etc. However, considering the notion of natural numbers as being defined by these axioms, axioms 1, 6, 7, 8 do not imply that the successor function generates all the natural numbers different from 0.
The intuitive notion that each natural number can be obtained by applying successor sufficiently often to zero requires an additional axiom, which is sometimes called the axiom of induction.
 If K is a set such that:
 0 is in K, and
 for every natural number n, n being in K implies that S(n) is in K,
The induction axiom is sometimes stated in the following form:
 If φ is a unary predicate such that:
 φ(0) is true, and
 for every natural number n, φ(n) being true implies that φ(S(n)) is true,
In Peano's original formulation, the induction axiom is a secondorder axiom. It is now common to replace this secondorder principle with a weaker firstorder induction scheme. There are important differences between the secondorder and firstorder formulations, as discussed in the section § Peano arithmetic as firstorder theory below.
Defining arithmetic operations and relations
If we use the secondorder induction axiom, it is possible to define addition, multiplication, and total (linear) ordering on N directly using the axioms. However, with firstorder induction, this is not possible^{[citation needed]} and addition and multiplication are often added as axioms. The respective functions and relations are constructed in set theory or secondorder logic, and can be shown to be unique using the Peano axioms.
Addition
Addition is a function that maps two natural numbers (two elements of N) to another one. It is defined recursively as:
For example:
The structure (N, +) is a commutative monoid with identity element 0. (N, +) is also a cancellative magma, and thus embeddable in a group. The smallest group embedding N is the integers.
Multiplication
Similarly, multiplication is a function mapping two natural numbers to another one. Given addition, it is defined recursively as:
It is easy to see that (or "1", in the familiar language of decimal representation) is the multiplicative right identity:
To show that is also the multiplicative left identity requires the induction axiom due to the way multiplication is defined:
 is the left identity of 0: .
 If is the left identity of (that is ), then is also the left identity of : .
Therefore, by the induction axiom is the multiplicative left identity of all natural numbers. Moreover, it can be shown that multiplication is commutative and distributes over addition:
 .
Thus, is a commutative semiring.
Inequalities
The usual total order relation ≤ on natural numbers can be defined as follows, assuming 0 is a natural number:
 For all a, b ∈ N, a ≤ b if and only if there exists some c ∈ N such that a + c = b.
This relation is stable under addition and multiplication: for , if a ≤ b, then:
 a + c ≤ b + c, and
 a · c ≤ b · c.
Thus, the structure (N, +, ·, 1, 0, ≤) is an ordered semiring; because there is no natural number between 0 and 1, it is a discrete ordered semiring.
The axiom of induction is sometimes stated in the following form that uses a stronger hypothesis, making use of the order relation "≤":
 For any predicate φ, if
 φ(0) is true, and
 for every n ∈ N, if φ(k) is true for every k ∈ N such that k ≤ n, then φ(S(n)) is true,
 then for every n ∈ N, φ(n) is true.
This form of the induction axiom, called strong induction, is a consequence of the standard formulation, but is often better suited for reasoning about the ≤ order. For example, to show that the naturals are wellordered—every nonempty subset of N has a least element—one can reason as follows. Let a nonempty X ⊆ N be given and assume X has no least element.
 Because 0 is the least element of N, it must be that 0 ∉ X.
 For any n ∈ N, suppose for every k ≤ n, k ∉ X. Then S(n) ∉ X, for otherwise it would be the least element of X.
Thus, by the strong induction principle, for every n ∈ N, n ∉ X. Thus, X ∩ N = ∅, which contradicts X being a nonempty subset of N. Thus X has a least element.
Models
A model of the Peano axioms is a triple (N, 0, S), where N is a (necessarily infinite) set, 0 ∈ N and S: N → N satisfies the axioms above. Dedekind proved in his 1888 book, The Nature and Meaning of Numbers (German: Was sind und was sollen die Zahlen?, i.e., “What are the numbers and what are they good for?”) that any two models of the Peano axioms (including the secondorder induction axiom) are isomorphic. In particular, given two models (N_{A}, 0_{A}, S_{A}) and (N_{B}, 0_{B}, S_{B}) of the Peano axioms, there is a unique homomorphism f : N_{A} → N_{B} satisfying
and it is a bijection. This means that the secondorder Peano axioms are categorical. (This is not the case with any firstorder reformulation of the Peano axioms, below.)
Settheoretic models
The Peano axioms can be derived from set theoretic constructions of the natural numbers and axioms of set theory such as ZF.^{[13]} The standard construction of the naturals, due to John von Neumann, starts from a definition of 0 as the empty set, ∅, and an operator s on sets defined as:
The set of natural numbers N is defined as the intersection of all sets closed under s that contain the empty set. Each natural number is equal (as a set) to the set of natural numbers less than it:
and so on. The set N together with 0 and the successor function s : N → N satisfies the Peano axioms.
Peano arithmetic is equiconsistent with several weak systems of set theory.^{[14]} One such system is ZFC with the axiom of infinity replaced by its negation. Another such system consists of general set theory (extensionality, existence of the empty set, and the axiom of adjunction), augmented by an axiom schema stating that a property that holds for the empty set and holds of an adjunction whenever it holds of the adjunct must hold for all sets.
Interpretation in category theory
The Peano axioms can also be understood using category theory. Let C be a category with terminal object 1_{C}, and define the category of pointed unary systems, US_{1}(C) as follows:
 The objects of US_{1}(C) are triples (X, 0_{X}, S_{X}) where X is an object of C, and 0_{X} : 1_{C} → X and S_{X} : X → X are Cmorphisms.
 A morphism φ : (X, 0_{X}, S_{X}) → (Y, 0_{Y}, S_{Y}) is a Cmorphism φ : X → Y with φ 0_{X} = 0_{Y} and φ S_{X} = S_{Y} φ.
Then C is said to satisfy the Dedekind–Peano axioms if US_{1}(C) has an initial object; this initial object is known as a natural number object in C. If (N, 0, S) is this initial object, and (X, 0_{X}, S_{X}) is any other object, then the unique map u : (N, 0, S) → (X, 0_{X}, S_{X}) is such that
This is precisely the recursive definition of 0_{X} and S_{X}.
Consistency
When the Peano axioms were first proposed, Bertrand Russell and others agreed that these axioms implicitly defined what we mean by a "natural number".^{[15]} Henri Poincaré was more cautious, saying they only defined natural numbers if they were consistent; if there is a proof that starts from just these axioms and derives a contradiction such as 0 = 1, then the axioms are inconsistent, and don't define anything.^{[16]} In 1900, David Hilbert posed the problem of proving their consistency using only finitistic methods as the second of his twentythree problems.^{[17]} In 1931, Kurt Gödel proved his second incompleteness theorem, which shows that such a consistency proof cannot be formalized within Peano arithmetic itself.^{[18]}
Although it is widely claimed that Gödel's theorem rules out the possibility of a finitistic consistency proof for Peano arithmetic, this depends on exactly what one means by a finitistic proof. Gödel himself pointed out the possibility of giving a finitistic consistency proof of Peano arithmetic or stronger systems by using finitistic methods that are not formalizable in Peano arithmetic, and in 1958, Gödel published a method for proving the consistency of arithmetic using type theory.^{[19]} In 1936, Gerhard Gentzen gave a proof of the consistency of Peano's axioms, using transfinite induction up to an ordinal called ε_{0}.^{[20]} Gentzen explained: "The aim of the present paper is to prove the consistency of elementary number theory or, rather, to reduce the question of consistency to certain fundamental principles". Gentzen's proof is arguably finitistic, since the transfinite ordinal ε_{0} can be encoded in terms of finite objects (for example, as a Turing machine describing a suitable order on the integers, or more abstractly as consisting of the finite trees, suitably linearly ordered). Whether or not Gentzen's proof meets the requirements Hilbert envisioned is unclear: there is no generally accepted definition of exactly what is meant by a finitistic proof, and Hilbert himself never gave a precise definition.
The vast majority of contemporary mathematicians believe that Peano's axioms are consistent, relying either on intuition or the acceptance of a consistency proof such as Gentzen's proof. A small number of philosophers and mathematicians, some of whom also advocate ultrafinitism, reject Peano's axioms because accepting the axioms amounts to accepting the infinite collection of natural numbers. In particular, addition (including the successor function) and multiplication are assumed to be total. Curiously, there are selfverifying theories that are similar to PA but have subtraction and division instead of addition and multiplication, which are axiomatized in such a way to avoid proving sentences that correspond to the totality of addition and multiplication, but which are still able to prove all true theorems of PA, and yet can be extended to a consistent theory that proves its own consistency (stated as the nonexistence of a Hilbertstyle proof of "0=1").^{[21]}
Peano arithmetic as firstorder theory
All of the Peano axioms except the ninth axiom (the induction axiom) are statements in firstorder logic.^{[22]} The arithmetical operations of addition and multiplication and the order relation can also be defined using firstorder axioms. The axiom of induction above is secondorder, since it quantifies over predicates (equivalently, sets of natural numbers rather than natural numbers). As an alternative one can consider a firstorder axiom schema of induction. Such a schema includes one axiom per predicate definable in the firstorder language of Peano arithmetic, making it weaker than the secondorder axiom.^{[23]} The reason that it is weaker is that the number of predicates in firstorder language is countable, whereas the number of sets of natural numbers is uncountable. Thus, there exist sets that cannot be described in firstorder language (in fact, most sets have this property).
Firstorder axiomatizations of Peano arithmetic have another technical limitation. In secondorder logic, it is possible to define the addition and multiplication operations from the successor operation, but this cannot be done in the more restrictive setting of firstorder logic. Therefore, the addition and multiplication operations are directly included in the signature of Peano arithmetic, and axioms are included that relate the three operations to each other.
The following list of axioms (along with the usual axioms of equality), which contains six of the seven axioms of Robinson arithmetic, is sufficient for this purpose:^{[24]}
In addition to this list of numerical axioms, Peano arithmetic contains the induction schema, which consists of a recursively enumerable and even decidable set of axioms. For each formula φ(x, y_{1}, ..., y_{k}) in the language of Peano arithmetic, the firstorder induction axiom for φ is the sentence
where is an abbreviation for y_{1},...,y_{k}. The firstorder induction schema includes every instance of the firstorder induction axiom; that is, it includes the induction axiom for every formula φ.
Equivalent axiomatizations
There are many different, but equivalent, axiomatizations of Peano arithmetic. While some axiomatizations, such as the one just described, use a signature that only has symbols for 0 and the successor, addition, and multiplications operations, other axiomatizations use the language of ordered semirings, including an additional order relation symbol. One such axiomatization begins with the following axioms that describe a discrete ordered semiring.^{[25]}
 , i.e., addition is associative.
 , i.e., addition is commutative.
 , i.e., multiplication is associative.
 , i.e., multiplication is commutative.
 , i.e., multiplication distributes over addition.
 , i.e., zero is an identity for addition, and an absorbing element for multiplication (actually superfluous^{[note 2]}).
 , i.e., one is an identity for multiplication.
 , i.e., the '<' operator is transitive.
 , i.e., the '<' operator is irreflexive.
 , i.e., the ordering satisfies trichotomy.
 , i.e. the ordering is preserved under addition of the same element.
 , i.e. the ordering is preserved under multiplication by the same positive element.
 , i.e. given any two distinct elements, the larger is the smaller plus another element.
 , i.e. zero and one are distinct and there is no element between them. In other words, 0 is covered by 1, which suggests that natural numbers are discrete.
 , i.e. zero is the minimum element.
The theory defined by these axioms is known as PA^{−}; the theory PA is obtained by adding the firstorder induction schema. An important property of PA^{−} is that any structure satisfying this theory has an initial segment (ordered by ) isomorphic to . Elements in that segment are called standard elements, while other elements are called nonstandard elements.
Undecidability and incompleteness
According to Gödel's incompleteness theorems, the theory of PA (if consistent) is incomplete. Consequently, there are sentences of firstorder logic (FOL) that are true in the standard model of PA but are not a consequence of the FOL axiomatization. Essential incompleteness already arises for theories with weaker axioms, such as Robinson arithmetic.
Closely related to the above incompleteness result (via Gödel's completeness theorem for FOL) it follows that there is no algorithm for deciding whether a given FOL sentence is a consequence of a firstorder axiomatization of Peano arithmetic or not. Hence, PA is an example of an undecidable theory. Undecidability arises already for the existential sentences of PA, due to the negative answer to Hilbert's tenth problem, whose proof implies that all computably enumerable sets are diophantine sets, and thus definable by existentially quantified formulas (with free variables) of PA. Formulas of PA with higher quantifier rank (more quantifier alternations) than existential formulas are more expressive, and define sets in the higher levels of the arithmetical hierarchy.
Nonstandard models
Although the usual natural numbers satisfy the axioms of PA, there are other models as well (called "nonstandard models"); the compactness theorem implies that the existence of nonstandard elements cannot be excluded in firstorder logic.^{[26]} The upward Löwenheim–Skolem theorem shows that there are nonstandard models of PA of all infinite cardinalities. This is not the case for the original (secondorder) Peano axioms, which have only one model, up to isomorphism.^{[27]} This illustrates one way the firstorder system PA is weaker than the secondorder Peano axioms.
When interpreted as a proof within a firstorder set theory, such as ZFC, Dedekind's categoricity proof for PA shows that each model of set theory has a unique model of the Peano axioms, up to isomorphism, that embeds as an initial segment of all other models of PA contained within that model of set theory. In the standard model of set theory, this smallest model of PA is the standard model of PA; however, in a nonstandard model of set theory, it may be a nonstandard model of PA. This situation cannot be avoided with any firstorder formalization of set theory.
It is natural to ask whether a countable nonstandard model can be explicitly constructed. The answer is affirmative as Skolem in 1933 provided an explicit construction of such a nonstandard model. On the other hand, Tennenbaum's theorem, proved in 1959, shows that there is no countable nonstandard model of PA in which either the addition or multiplication operation is computable.^{[28]} This result shows it is difficult to be completely explicit in describing the addition and multiplication operations of a countable nonstandard model of PA. There is only one possible order type of a countable nonstandard model. Letting ω be the order type of the natural numbers, ζ be the order type of the integers, and η be the order type of the rationals, the order type of any countable nonstandard model of PA is ω + ζ·η, which can be visualized as a copy of the natural numbers followed by a dense linear ordering of copies of the integers.
Overspill
A cut in a nonstandard model M is a nonempty subset C of M so that C is downward closed (x < y and y ∈ C ⇒ x ∈ C) and C is closed under successor. A proper cut is a cut that is a proper subset of M. Each nonstandard model has many proper cuts, including one that corresponds to the standard natural numbers. However, the induction scheme in Peano arithmetic prevents any proper cut from being definable. The overspill lemma, first proved by Abraham Robinson, formalizes this fact.
Overspill lemma^{[29]} — Let M be a nonstandard model of PA and let C be a proper cut of M. Suppose that is a tuple of elements of M and is a formula in the language of arithmetic so that
 for all b ∈ C.
Then there is a c in M that is greater than every element of C such that
See also
 Foundations of mathematics
 Frege's theorem
 Goodstein's theorem
 Neologicism
 Nonstandard model of arithmetic
 Paris–Harrington theorem
 Presburger arithmetic
 Robinson arithmetic
 Secondorder arithmetic
 Typographical Number Theory
Notes
 ^ The noncontiguous set satisfies axiom 1 as it has a 0 element, 2–5 as it doesn't affect equality relations, 6 & 8 as all pieces have a successor, bar the zero element and axiom 7 as no two dominos topple, or are toppled by, the same piece.
 ^ "" can be proven from the other axioms (in firstorder logic) as follows. Firstly, by distributivity and additive identity. Secondly, by Axiom 15. If then by addition of the same element and commutativity, and hence by substitution, contradicting irreflexivity. Therefore it must be that .
References
Citations
 ^ Grassmann 1861.
 ^ Wang 1957, pp. 145, 147, "It is rather wellknown, through Peano's own acknowledgement, that Peano […] made extensive use of Grassmann's work in his development of the axioms. It is not so wellknown that Grassmann had essentially the characterization of the set of all integers, now customary in texts of modern algebra, that it forms an ordered integral domain in wihich each set of positive elements has a least member. […] [Grassmann's book] was probably the first serious and rather successful attempt to put numbers on a more or less axiomatic basis.".
 ^ Peirce 1881.
 ^ Shields 1997.
 ^ van Heijenoort 1967, p. 94.
 ^ van Heijenoort 1967, p. 2.
 ^ ^{a} ^{b} van Heijenoort 1967, p. 83.
 ^ Peano 1889, p. 1.
 ^ Peano 1908, p. 27.
 ^ Matt DeVos, Mathematical Induction, Simon Fraser University
 ^ Gerardo con Diaz, Mathematical Induction Archived 2 May 2013 at the Wayback Machine, Harvard University
 ^ Meseguer & Goguen 1986, sections 2.3 (p. 464) and 4.1 (p. 471).
 ^ Suppes 1960, Hatcher 2014
 ^ Tarski & Givant 1987, Section 7.6.
 ^ Fritz 1952, p. 137
An illustration of 'interpretation' is Russell's own definition of 'cardinal number'. The uninterpreted system in this case is Peano's axioms for the number system, whose three primitive ideas and five axioms, Peano believed, were sufficient to enable one to derive all the properties of the system of natural numbers. Actually, Russell maintains, Peano's axioms define any progression of the form of which the series of the natural numbers is one instance.  ^ Gray 2013, p. 133
So Poincaré turned to see whether logicism could generate arithmetic, more precisely, the arithmetic of ordinals. Couturat, said Poincaré, had accepted the Peano axioms as a definition of a number. But this will not do. The axioms cannot be shown to be free of contradiction by finding examples of them, and any attempt to show that they were contradictionfree by examining the totality of their implications would require the very principle of mathematical induction Couturat believed they implied. For (in a further passage dropped from S&M) either one assumed the principle in order to prove it, which would only prove that if it is true it is not selfcontradictory, which says nothing; or one used the principle in another form than the one stated, in which case one must show that the number of steps in one's reasoning was an integer according to the new definition, but this could not be done (1905c, 834).  ^ Hilbert 1902.
 ^ Gödel 1931.
 ^ Gödel 1958
 ^ Gentzen 1936
 ^ Willard 2001.
 ^ Partee, Ter Meulen & Wall 2012, p. 215.
 ^ Harsanyi (1983).
 ^ Mendelson 1997, p. 155.
 ^ Kaye 1991, pp. 16–18.
 ^ Hermes 1973, VI.4.3, presenting a theorem of Thoralf Skolem
 ^ Hermes 1973, VI.3.1.
 ^ Kaye 1991, Section 11.3.
 ^ Kaye 1991, pp. 70ff..
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 Two English translations:
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 Contains translations of the following two papers, with valuable commentary:
 Dedekind, Richard (1890). Letter to Keferstein. On p. 100, he restates and defends his axioms of 1888. pp. 98–103.
 Peano, Giuseppe (1889). Arithmetices principia, nova methodo exposita [The principles of arithmetic, presented by a new method]. An excerpt of the treatise where Peano first presented his axioms, and recursively defined arithmetical operations. Fratres Bocca. pp. 83–97.
 Contains translations of the following two papers, with valuable commentary:
 Wang, Hao (June 1957). "The Axiomatization of Arithmetic". The Journal of Symbolic Logic. Association for Symbolic Logic. 22 (2): 145–158. doi:10.2307/2964176. JSTOR 2964176. S2CID 26896458.
 Willard, Dan E. (2001). "Selfverifying axiom systems, the incompleteness theorem and related reflection principles" (PDF). The Journal of Symbolic Logic. 66 (2): 536–596. doi:10.2307/2695030. JSTOR 2695030. MR 1833464. S2CID 2822314.
Further reading
 Buss, Samuel R. (1998). "Chapter II: FirstOrder Proof Theory of Arithmetic". In Buss, Samuel R. (ed.). Handbook of Proof Theory. New York: Elsevier Science. ISBN 9780444898401.
 Mendelson, Elliott (June 2015) [December 1979]. Introduction to Mathematical Logic (Discrete Mathematics and Its Applications) (6th ed.). Chapman and Hall/CRC. ISBN 9781482237726.
 Smullyan, Raymond M. (December 2013). The Gödelian Puzzle Book: Puzzles, Paradoxes and Proofs. Dover Publications. ISBN 9780486497051.
 Takeuti, Gaisi (2013). Proof theory (Second ed.). Mineola, New York. ISBN 9780486490731.
External links
 Murzi, Mauro. "Henri Poincaré". Internet Encyclopedia of Philosophy. Includes a discussion of Poincaré's critique of the Peano's axioms.
 Podnieks, Karlis (20150125). "3. First Order Arithmetic". What is Mathematics: Gödel's Theorem and Around. pp. 93–121.
 "Peano axioms", Encyclopedia of Mathematics, EMS Press, 2001 [1994]
 Weisstein, Eric W. "Peano's Axioms". MathWorld.
 Burris, Stanley N. (2001). "What are numbers, and what is their meaning?: Dedekind". Commentary on Dedekind's work.
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